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News, ideas and views from our FinTech and investment management community.
Any views and opinions expressed on this page are those of the respective authors and associated parties and do not necessarily reflect the official policy or position of the Investment Association or Engine, nor do they imply any recommendation, approval or endorsement of the content, the author or their associated parties.
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Ruleguard Beyond the Checklist: Unveiling the True Essence of Consumer Duty
The Consumer Duty requirements, effective since July 2023, emphasise ongoing compliance. Join our on demand webinar to prepare for July 2024, improve governance, manage risk, ...
Ruleguard Spotlight on the Appointed Representative Regime
Principal firms face scrutiny from regulators, necessitating protective measures to prevent consumer harm. Our on-demand webinar guides robust oversight of Appointed Representatives, covering AR benefits, ...
Ruleguard On demand webinar: Build a Winning Risk Strategy
The ability to identify, manage, and control risks is crucial for regulated firms. Our webinar addresses risk awareness, maturity, appetite, and practical solutions for effective ...
Ruleguard On Demand Webinar Beyond Compliance: Elevating Governance and Managing Risks Effectively
Discover robust governance with Ruleguard's webinar. Learn about GRC frameworks, board strategies, risk management, regulatory updates, and fostering a compliance culture.
Clausematch Global RegTech software consolidator Corlytics receives significant investment backing from Verdane to continue category leadership
Corlytics has signed an investment from specialist growth investor Verdane for a majority equity stake in the company. This partnership will enable the company to ...
Ruleguard Introducing Ruleguard’s Fresh New Look: Explore Our Redesigned Website!
Ruleguard's newly revamped website: A user-friendly and streamlined interface which offers users access to expanded educational content.
Accomplish Asset management client engagement playbooks
Author: Accomplish – www.accomplish.world In brief Can you name 7 behavioral biases you should incorporate into your sales funnel? And what is the behavioral science ...
FINBOURNE Charting the Data Maze: Ensuring Quality in a World of Complexity
At the recent InvestOps USA event in Orlando, FINBOURNE’s Christopher Farrell and a series of data experts explored the characteristics of a ‘data-first’ mindset, and ...
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Ruleguard On Demand Webinar Navigating Disruption: Building Operational Resilience In Today’s World
Gain insights into Operational Resilience with Ruleguard’s on-demand webinar. Learn about third-party risk management, international developments, and strategies for continuous improvement.
Portfolio MC Support Guide: How FCMOs Can Develop SEO Strategies
Search Engine Optimisation (SEO) is a core marketing strategy for any business with a website. It is a medium to long term play, with the ...
Tumelo New Tumelo Roundtable: Pass-through voting in the US – insights from the experts
Tumelo's latest thought-leadership endeavour focuses on pass-through voting in the US market, featuring insights from leading representatives at Franklin Templeton, Vanguard, AFL-CIO, Seattle City ERS, ...
Ruleguard Navigating the AI Frontier: A Regulatory Journey
This article explores the regulatory landscape of AI in financial services, discusses the establishment of the Artificial Intelligence Public-Private Forum by the UK’s Financial Conduct ...
FINBOURNE Catalyst Cloud – The Route to ROI
At the recent A-Team Data Management Summit in London, Chris Brook, Head of Architecture & Co-Founder at FINBOURNE Technology, joined a panel of industry experts ...
BondAuction Regulatory Approval – BondAuction Limited
BondAuction will continue to deliver innovation and collaboration into the Primary Debt Capital Markets space and to improve the process for Issuers, Underwriters, and Investors ...
IA Engine IA Engine Signs a FinTech Agreement With Canada and Welcomes Five New Firms to Join the Innovator Programme
The Investment Association’s (IA) FinTech hub and accelerator, IA Engine, has today announced the latest firms to join its Innovator Programme, as well as a ...
